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455 sie jobs at 75 companies in Passaic, NJ

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Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66)
Pennington, New Jersey, United States
$27-$29/hr OnsiteFull Time
Bank of America
Bank of AmericaNYSE: BAC: Provides banking, investment, and financial risk management services.
1+ YOE1+ years experience, high school diploma/GED, prepared to obtain SIE, Series 7 and Series 66 licenses, strong communication, sales aptitude and computer skills.
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1mo
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Consumer Investments - Investment Specialist Trainee (Obtain SIE, Series 7 & 66)
Jacksonville or Hunt Valley or Lincoln or Fort Worth or Pennington or Chandler
$27-$29/hr OnsiteFull Time
Bank of America
Bank of AmericaNYSE: BAC: Provides global banking, investing, and financial risk management services.
1+ YOEHigh school diploma/GED required. Client-focused, strong computer and communication skills, self-motivated. Must be prepared to pass SIE, Series 7 and Series 66 licensing exams; 1+ year performance-based experience preferred.
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2mo
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Investment Banking Consumer - Senior Associate / Vice President (New York, NY, US, 10019)
New York, New York, United States
$225k-$275k/yr OnsiteFull Time
Nomura
NomuraTokyo Stock Exchange: 8604: Global financial services group providing investment banking and brokerage.
3+ YOE3-4 years investment banking M&A experience; MBA desirable; strong Excel/PowerPoint; SIE/Series 63/79 required or willing to take exams.
Microsoft Excel, Microsoft PowerPoint, Microsoft Word, SIE, Series 63, Series 79
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2mo
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Latin America Private Bank - Senior Client Service Associate
Houston or Jersey City
OnsiteFull Time
JPMorgan Chase
JPMorgan ChaseNYSE: JPM: Global financial services firm providing banking and investment solutions.
3+ YOESenior Client Service Associate in Latin America Private Bank; FINRA Series 7 and 63; SIE; fluent Spanish; 3+ years in investment management; college degree preferred.
FINRA Series 7, FINRA Series 63, SIE, Microsoft Office Suite
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Financial Advisor- East Meadow, Long Island
East Meadow, New York, United States
$79k-$118k/yr OnsiteFull Time
TD Bank
TD BankToronto Stock Exchange: TD: Provide retail, commercial, and wholesale banking and financial services.
2+ YOE2+ years in financial advice/pricing and planning; SIE, Series 7, Series 63; Series 66 or equivalent; Bachelor's degree strongly preferred; strong communication and sales skills.
SIE, Series 7, Series 63, Series 66, Financial planning software
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Branch Banking Client Consultant II-Licensed
North Babylon, New York, United States
$18-$28/hr OnsiteFull Time
Flagstar
FlagstarNYSE: FLG: Provides personal banking, mortgage lending, and commercial financial services.
4+ YOEHigh school or equivalent; 4-5 years customer service and sales in financial services; NMLS; Life/Health licenses within 90 days; FINRA SIE, Series 6, and Series 63 or 66 within 90 days.
NMLS, SIE, Series 6, Series 63, Series 66
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Investment Banking and Capital Markets -Banker-Consumer and Business Services Associate
New York, New York, United States
$110k-$225k/yr HybridFull Time
Deutsche Bank
Deutsche BankNew York Stock Exchange: DB: A global bank providing financial services to individuals and corporations.
Bachelor’s degree; financial modeling and M&A/ capital markets experience; Series 79/63/SIE licensing preferred.
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Shareholder Services Senior Analyst
New York City, New York, United States
$65k-$75k/yr HybridFull Time
Neuberger Berman
Neuberger Berman: Provides global investment management and wealth advisory services.
Bachelor's degree; strong communication; detail-oriented; SIE, Series 6 and Series 63 licenses; ability to obtain Series 7.
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Investment Banking - Banker - Real Estate - VP - New York
New York City, New York, United States
$275k/yr OnsiteFull Time
Santander
SantanderMadrid Stock Exchange: SAN: Global financial institution providing banking and wealth management services.
6+ YOE6+ years investment banking experience in Real Estate; leadership; deal execution; MBA preferred; SIE/79/63 certifications.
Microsoft Office, Excel, Financial modeling
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1w
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Investment Banking Associate / VP - Financial Institutions Group (New York)
New York, New York, United States
$100k-$200k/yr OnsiteFull Time
Raymond James
Raymond JamesNew York Stock Exchange: RJF: Provides wealth management, investment banking, and retail banking services.
3+ YOEBachelor's in Accounting, Business Administration, or Finance required; 3+ years experience; SIE required; strong analytical, communication, and policy knowledge.
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Managing Director, ECM-Investment Banking (FINRA)-3
Ridgewood or Minneapolis
$200k/yr OnsiteFull Time
Northland Securities
Northland SecuritiesOTC Pink: FINN: Provides investment banking, brokerage, and financial advisory services.
5+ YOE1+ MgmtBA required; FINRA SIE, 7, 63 and 79 licenses; 5+ years investment banking; Director-level experience; willingness to travel.
Excel, Word, PowerPoint, Outlook
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1w
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Client Onboarding Associate / KYC
New York City, New York, United States
$68k-$95k/yr HybridFull Time
Mizuho Financial Group
Mizuho Financial GroupTokyo Stock Exchange: 8411: Global financial group providing banking and investment services.
Bachelor's degree, familiarity with KYC/CIP and regulatory documentation, strong analytical and communication skills; FINRA SIE & Series 99 (or willingness to obtain).
Fenergo, IAPD, EDGAR, GLEIF, IHS Markit
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6d
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Asset & Wealth Management, Private Wealth Management, Goldman Partner Office Invest, Private Wealth Advisor, Associate - New York
New York City, New York, United States
$80k-$160k/yr OnsiteFull Time
Goldman Sachs
Goldman SachsNYSE: GS: Provides investment banking, securities, and wealth management services globally.
Bachelor's degree, strong investment acumen, client relationship and business development skills; SIE, Series 7 and 63 to be obtained within three months.
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3w
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Equity Research Associate - Biotech
New York, New York, United States
$160k/yr OnsiteFull Time
Truist
TruistNYSE: TFC: Offers personal banking, business lending, and investment management services.
4+ YOEBA/BS, SIE and FINRA series (7,63,87,86 or waiver), 4+ years related experience, strong financial modeling, advanced communication and analytical skills.
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2mo
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Managing Director, ECM-Investment Banking (FINRA)-1
Ridgewood or Minneapolis
$200k/yr OnsiteFull Time
First National Bank of Omaha
First National Bank of OmahaOTC Pink: FINN: Provides retail and commercial banking services across the Midwest.
5+ YOEFive+ years in investment banking or capital markets; FINRA SIE, 7, 63 and 79 licenses; BA/BS required; travel ~50%; MBA preferred.
Microsoft Office
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Digital Assets Operations Analyst
New York, New York, United States
$85k-$105k/yr OnsiteFull Time
Flow Traders: Provides liquidity and market making across global financial markets.
1+ YOEMinimum 1 year in Financial Operations; knowledge of Python and SQL; SIE; degree in Business/Math/CS or related field; strong communication and analytical skills.
Python, SQL
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3w
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Financial Advisor
Melville, New York, United States
$61k-$250k/yr OnsiteFull Time
Northwestern Mutual
Northwestern Mutual: Provides life insurance and wealth management services to individuals.
Bachelor's degree, ability to obtain life/accident & health and securities licenses (SIE, Series 6,7,63), strong relationship-building and communication skills, entrepreneurial drive.
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2w
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Financial Services Representative -Garden City, NY
Garden City, New York, United States
$45k-$75k/yr HybridFull Time
Fidelity Investments
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
Provide inbound customer support, prepare for and obtain SIE/Series 7/Series 66 licenses, strong customer service and communication skills, coachable and eager to learn.
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2mo
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Client Service Operations Manager, Neuberger Wealth
New York, New York, United States
$115k-$125k/yr OnsiteFull Time
Neuberger Berman
Neuberger Berman: Global investment management and wealth advisory firm.
10+ YOE10+ years in private wealth ops or client service; SIE, Series 7, 66; bachelor’s degree; process improvement; risk management; cross-functional collaboration.
CRM systems, Microsoft Office, Workflow/operational platforms
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2mo
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Investment Banking Debt Advisory & Restructuring Associate
New York, New York, United States
$170k-$190k/yr OnsiteFull Time
Oppenheimer & Co.
Oppenheimer & Co.NYSE: OPY: Provides investment banking, wealth management, and securities brokerage services.
Experience in restructuring investment banking, strong quantitative and qualitative analysis, exceptional communication, leadership, and ability to lead transaction execution; FINRA SIE, Series 79 and 63 required.
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