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551 sie jobs at 82 companies in Irvington, NJ

1mo
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Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66)
Pennington, New Jersey, United States
$27-$29/hr OnsiteFull Time
Bank of America
Bank of AmericaNYSE: BAC: Provides banking, investment, and financial risk management services.
1+ YOE1+ years experience, high school diploma/GED, prepared to obtain SIE, Series 7 and Series 66 licenses, strong communication, sales aptitude and computer skills.
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1mo
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Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66)
Pennington, New Jersey, United States
$27-$29/hr OnsiteFull Time
Bank of America
Bank of AmericaNYSE: BAC: Provides global banking, investing, and financial risk management services.
1+ YOEHigh school diploma, client-focused phone service experience (1+ years preferred), prepared to obtain SIE/Series 7/Series 66, strong communication and computer skills, ability to handle 20-30 inbound calls daily.
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2mo
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Investment Banking Consumer - Senior Associate / Vice President (New York, NY, US, 10019)
New York, New York, United States
$225k-$275k/yr OnsiteFull Time
Nomura
NomuraTokyo Stock Exchange: 8604: Global financial services group providing investment banking and brokerage.
3+ YOE3-4 years investment banking M&A experience; MBA desirable; strong Excel/PowerPoint; SIE/Series 63/79 required or willing to take exams.
Microsoft Excel, Microsoft PowerPoint, Microsoft Word, SIE, Series 63, Series 79
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3mo
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Latin America Private Bank - Senior Client Service Associate
Houston or Jersey City
OnsiteFull Time
JPMorgan Chase
JPMorgan ChaseNYSE: JPM: Global financial services firm providing banking and investment solutions.
3+ YOESenior Client Service Associate in Latin America Private Bank; FINRA Series 7 and 63; SIE; fluent Spanish; 3+ years in investment management; college degree preferred.
FINRA Series 7, FINRA Series 63, SIE, Microsoft Office Suite
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2mo
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Financial Advisor- East Meadow, Long Island
East Meadow, New York, United States
$79k-$118k/yr OnsiteFull Time
TD Bank
TD BankToronto Stock Exchange: TD: Provide retail, commercial, and wholesale banking and financial services.
2+ YOE2+ years in financial advice/pricing and planning; SIE, Series 7, Series 63; Series 66 or equivalent; Bachelor's degree strongly preferred; strong communication and sales skills.
SIE, Series 7, Series 63, Series 66, Financial planning software
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2d
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Financial Advisor
Briarcliff Manor, New York, United States
$45k-$100k/yr OnsiteFull Time
Edward Jones
Edward Jones: Provides personalized financial advice and wealth management services.
Financial services or sales experience, licensing or certification, professional or military progression, or a bachelor's degree/equivalent experience. Requires SIE, Series 7, Series 66, state insurance licenses, and ongoing regulatory training.
SIE, Series 7, Series 66, FINRA, SEC
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Branch Banking Client Consultant II-Licensed
North Babylon, New York, United States
$18-$28/hr OnsiteFull Time
Flagstar
FlagstarNYSE: FLG: Provides personal banking, mortgage lending, and commercial financial services.
4+ YOEHigh school or equivalent; 4-5 years customer service and sales in financial services; NMLS; Life/Health licenses within 90 days; FINRA SIE, Series 6, and Series 63 or 66 within 90 days.
NMLS, SIE, Series 6, Series 63, Series 66
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Investment Banking - Banker - Real Estate - VP - New York
New York City, New York, United States
$275k/yr OnsiteFull Time
Santander
SantanderMadrid Stock Exchange: SAN: Global financial institution providing banking and wealth management services.
6+ YOE6+ years investment banking experience in Real Estate; leadership; deal execution; MBA preferred; SIE/79/63 certifications.
Microsoft Office, Excel, Financial modeling
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2w
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Investment Banking Associate / VP - Financial Institutions Group (New York)
New York, New York, United States
$100k-$200k/yr OnsiteFull Time
Raymond James
Raymond JamesNew York Stock Exchange: RJF: Provides wealth management, investment banking, and retail banking services.
3+ YOEBachelor's in Accounting, Business Administration, or Finance required; 3+ years experience; SIE required; strong analytical, communication, and policy knowledge.
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2mo
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Managing Director, ECM-Investment Banking (FINRA)-3
Ridgewood or Minneapolis
$200k/yr OnsiteFull Time
Northland Securities
Northland SecuritiesOTC Pink: FINN: Provides investment banking, brokerage, and financial advisory services.
5+ YOE1+ MgmtBA required; FINRA SIE, 7, 63 and 79 licenses; 5+ years investment banking; Director-level experience; willingness to travel.
Excel, Word, PowerPoint, Outlook
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3w
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Client Onboarding Associate / KYC
New York City, New York, United States
$68k-$95k/yr HybridFull Time
Mizuho Financial Group
Mizuho Financial GroupTokyo Stock Exchange: 8411: Global financial group providing banking and investment services.
Bachelor's degree, familiarity with KYC/CIP and regulatory documentation, strong analytical and communication skills; FINRA SIE & Series 99 (or willingness to obtain).
Fenergo, IAPD, EDGAR, GLEIF, IHS Markit
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1w
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Associate, Global Network Banking
New York, New York, United States
HybridFull Time
HSBC
HSBCLondon Stock Exchange: HSBA: Provides global banking and financial services to individuals and businesses.
Substantial corporate banking experience, credit and financial analysis, KYC/AML knowledge, client engagement, and FINRA SIE/S79/S63 licensing.
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Equity Research Associate - Biotech
New York, New York, United States
$160k/yr OnsiteFull Time
Truist
TruistNYSE: TFC: Offers personal banking, business lending, and investment management services.
4+ YOEBA/BS, SIE and FINRA series (7,63,87,86 or waiver), 4+ years related experience, strong financial modeling, advanced communication and analytical skills.
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2w
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Asset & Wealth Management, Private Wealth Management, Goldman Partner Office Invest, Private Wealth Advisor, Associate - New York
New York City, New York, United States
$80k-$160k/yr OnsiteFull Time
Goldman Sachs
Goldman SachsNYSE: GS: Provides investment banking, securities, and wealth management services globally.
Bachelor's degree, strong investment acumen, client relationship and business development skills; SIE, Series 7 and 63 to be obtained within three months.
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2d
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Financial Advisor - New York, New York
New York City, New York, United States
OnsiteFull Time
Thrivent
Thrivent: Member-owned fraternal benefit society offering financial and insurance services.
Bachelor’s degree or equivalent experience; FINRA SIE, life and health licenses, background check, fingerprinting, and applicable securities registration or insurance licensing verification required.
FINRA SIE
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3mo
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Digital Assets Operations Analyst
New York, New York, United States
$85k-$105k/yr OnsiteFull Time
Flow Traders: Provides liquidity and market making across global financial markets.
1+ YOEMinimum 1 year in Financial Operations; knowledge of Python and SQL; SIE; degree in Business/Math/CS or related field; strong communication and analytical skills.
Python, SQL
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3d
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Financial Advisor - New York, New York
New York City, New York, United States
OnsiteFull Time
Thrivent
Thrivent: Provides financial advice, insurance, and investments to member-owners.
Bachelor’s degree or equivalent experience; obtain FINRA SIE, life and health licenses, Series 7 and 66 registrations; pass background, fingerprinting, and licensing verification.
FINRA SIE, Series 7, Series 66
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2mo
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Managing Director, ECM-Investment Banking (FINRA)-1
Ridgewood or Minneapolis
$200k/yr OnsiteFull Time
First National Bank of Omaha
First National Bank of OmahaOTC Pink: FINN: Provides retail and commercial banking services across the Midwest.
5+ YOEFive+ years in investment banking or capital markets; FINRA SIE, 7, 63 and 79 licenses; BA/BS required; travel ~50%; MBA preferred.
Microsoft Office
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5d
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Principal Analyst, Risk Monitoring
Jersey City or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or New York City or Los Angeles
$98k-$211k/yr HybridFull Time
FINRA
FINRA: Regulates brokerage firms and exchange markets in the United States.
Bachelor's degree or equivalent experience, financial industry analysis, risk expertise, SIE certification, regulatory knowledge, advanced analytical skills, and Microsoft Excel and Word proficiency.
Microsoft Excel, Microsoft Word
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1w
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Financial Services Representative, College Graduate - Scarsdale NY
Scarsdale, New York, United States
$45k-$75k/yr HybridFull Time
Fidelity Investments
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
Provide inbound customer support, place trades, obtain SIE/Series 7/66 licenses (paid/sponsored), customer service experience preferred, strong communication and coachability.
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