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337 compliance associate jobs at 175 companies in Milford, CT

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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
Point72 Asset Management
Point72 Asset Management: Global alternative investment firm utilizing fundamental and systematic strategies.
3+ YOEJuris Doctorate and bar admission required, plus 3+ years of macro or trading compliance experience, trade surveillance expertise, regulatory analysis skills, and strong communication and analytical abilities.
SEC Rule 10b-5, CFTC Rule 180.1
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1w
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Sr. Associate, Compliance
Darien, Connecticut, United States
OnsiteFull Time
Future Standard
Future Standard: Global alternative asset manager serving institutional and private wealth clients through private equity, credit, infrastructure, and real estate.
4+ YOEBachelor’s degree and at least 4 years of experience at an SEC-registered investment advisor or compliance advisory firm. Requires strong communication, analytical, policy-writing, regulatory, and Microsoft 365 skills.
Microsoft 365, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
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1mo
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
Point72 Global Macro
Point72 Global Macro: A global alternative investment firm offering fundamental and systematic investing across asset classes and geographies.
3+ YOEJD and bar admission required, minimum 3 years compliance experience supporting macro/trading businesses, knowledge of macro products, trade surveillance, regulatory analysis, strong communication and analytical skills.
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1mo
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Compliance Associate, Marketing & Investment Adviser Compliance (CT, Stamford)
Stamford, Connecticut, United States
OnsiteFull Time
NewEdge Wealth
NewEdge Wealth: Private wealth management firm serving ultra-high-net-worth families, family offices, entrepreneurs, executives, and private equity professionals.
2+ YOEBachelor's degree and 2+ years compliance experience at an RIAd/wealth firm or broker-dealer; working knowledge of the Investment Advisers Act, Form ADV, Marketing Rule, strong writing/editing, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
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Regulatory Operations Compliance Associate
Kansas City or Windsor
$52k-$78k/yr HybridFull Time
Swiss Re Corporate Solutions
Swiss Re Corporate Solutions: Swiss Re Corporate Solutions is a private commercial insurer providing traditional and alternative risk-transfer products to medium-sized and large corporations.
2+ YOE2+ years insurance regulatory experience preferred; advanced Microsoft Word/Excel proficiency; familiarity with filing platforms and bureau circulars; strong communication and project-management skills.
Microsoft Word, Microsoft Excel, SERFF, iFile, NILS, ISOnet, Microsoft PowerPoint, Microsoft Outlook, Microsoft SharePoint
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2mo
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Associate Fund Compliance Administrator
Hauppauge, New York, United States
$47k-$57k/hr OnsiteFull Time
Ultimus Fund Solutions
Ultimus Fund Solutions: U.S. independent fund administrator serving advisors and fund managers with fund administration and investment operations.
Bachelor's in business/accounting/finance (or equivalent), experience in financial services or mutual funds, knowledge of post-trade compliance systems, Microsoft Office Suite and Adobe Acrobat proficiency, strong analytical and communication skills.
Automated post-trade compliance system, Microsoft Office Suite, Adobe Acrobat
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Compliance Coordinator
Manchester, Connecticut, United States
$30-$40/hr OnsiteFull Time
Root Center for Advanced Recovery
Root Center for Advanced Recovery: Nonprofit Connecticut behavioral healthcare provider treating adults and teens with mental health and substance use disorders.
0.5+ YOEAssociate degree in a related area and 6+ months of administrative or analytical experience required; bachelor's preferred. Requires Microsoft Office proficiency, data organization, reporting, problem-solving, confidentiality, and site travel.
Microsoft Office, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, SAMMS, Quest
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3w
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Fleet Compliance Associate
East Hartford, Connecticut, United States
HybridFull Time
NEFCO
NEFCO: Family-owned specialty construction supply distributor serving professional contractors with materials, delivery, engineering, and fabrication services.
Provide administrative support for driver onboarding, maintain Driver Qualification Files, manage regulatory recordkeeping, and assist with driver and vehicle compliance per DOT/FMCSA; strong organizational and communication skills required.
Microsoft Office Suite, Geotab, Foley, DQF, Best Pass
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3d
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Sr. Manager - Business Compliance
Hartford or Arkansas or Idaho or Texas or Georgia or Montana or Iowa or Wisconsin or Oregon or Washington or New York or District of Columbia or Nebraska or Rhode Island or Tennessee or Kentucky or Ohio or West Virginia or Maryland or Massachusetts or South Carolina or Missouri or Utah or Arizona or South Dakota or Pennsylvania or New Hampshire or Vermont or Minnesota or New Mexico or Michigan or California or Maine or North Dakota or Kansas or Indiana or New Jersey or Nevada or Louisiana or Mississippi or Oklahoma or Alabama or Virginia or Illinois or North Carolina or Colorado or Florida or Wyoming or Delaware
$68k-$199k/yr RemoteFull Time
CVS Health
CVS HealthNYSE: CVS: Diversified healthcare integrating retail, pharmacy, and insurance services.
7+ YOERequires 7+ years of Medicare, CMS audit, compliance, or service operations experience; experience with CMS or regulators; complex problem-solving and cross-functional collaboration. Associate degree or equivalent work experience required.
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Regulatory & Compliance - Associate
New York City or Greenwich
$70k-$95k/yr HybridFull Time
iCapital
iCapital: Financial technology platform powering the global alternative investment marketplace.
2+ YOERequires 2–5 years of registered investment adviser experience, preferably regulatory filings, alternative investment and private placement compliance knowledge, stakeholder leadership, project management, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word
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Director, Trade Compliance & Government Security
Farmington, Connecticut, United States
$113k-$169k/yr OnsiteFull Time
Mott Corporation
Mott Corporation: Mott designs and manufactures custom porous-metal filtration and fluid-flow products for industrial OEMs.
5+ YOEAssociate or bachelor’s degree or 10 years related experience, plus 5+ years export and import compliance experience. Knowledge of ITAR, EAR, Customs, licensing, international trade, and government contracting required.
International Traffic in Arms Regulations (ITAR), Export Administration Regulations (EAR), Harmonized Tariff Schedule, Schedule B, ECCN, SNAP-R, DTRADE, FAR, DFAR, FCPA, OFAC
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Housing Compliance Specialist - 00175 - Mon-Fri 9AM-5PM
New York or New York City or Nassau County or Suffolk County
$65k-$70k/yr FieldFull Time
WellLife Network
WellLife Network: Non-profit organization providing health and human services in New York.
Associate degree and at least 1 year in property management required. Requires LIHTC certification within 6 months, strong computer literacy, organization, attention to detail, and communication skills; HUD knowledge preferred.
Relias Learning
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1w
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Associate Director, Compliance & Continuous Improvement, SPFA
New Haven, Connecticut, United States
$105k-$174k/yr HybridFull Time
Yale University
Yale University: Ivy League research university in New Haven, Connecticut.
10+ YOE3+ MgmtBachelor's degree in a related field and 10 years of related experience, including 3+ years of managerial experience; grants and contracts, process improvement, financial compliance, project management, and advanced Microsoft Excel skills.
Microsoft Word, Microsoft PowerPoint, Microsoft Excel, Workday
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Associate Director, Compliance & Continuous Improvement, SPFA
New Haven, Connecticut, United States
$105k-$174k/yr HybridFull Time
Yale University
Yale University: Ivy League research university in New Haven, Connecticut.
10+ YOE3+ MgmtBachelor's degree in a related field and 10 years of related experience, including 3+ years managing teams; requires financial compliance, process improvement, grants, project management, and Microsoft applications experience.
Microsoft Word, Microsoft PowerPoint, Microsoft Excel, Workday
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2mo
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Sr. AD, Quality & Compliance Lead (Ridgefield, CT, United States, Connecticut)
Ridgefield, Connecticut, United States
$170k-$269k/yr OnsiteFull Time
Boehringer Ingelheim
Boehringer Ingelheim: Research-driven pharmaceutical and animal health.
8+ YOEBachelor's required (advanced degree preferred); minimum 8 years GCP experience with inspection management; QMS/QbD and supplier management knowledge; strong communication, leadership, data analytics, risk management, and project management skills; ability to travel.
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3mo
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Associate Counsel
Stamford, Connecticut, United States
OnsiteFull Time
WWE
WWE: WWE is a U.S. sports-entertainment media producing family-friendly wrestling programming, live events, digital media, and publishing.
4+ YOEProvide day-to-day legal support for Talent Relations and Talent Development; draft and negotiate talent agreements; ensure regulatory compliance; manage contract lifecycle.
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4d
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Talent Acquisition and Compliance Coordinator - JOB ID# 14303
Windsor, Connecticut, United States
OnsiteFull Time
Capitol Region Education Council
Capitol Region Education Council: Public Connecticut regional educational service center providing schools and families educational, health, workforce, and support services.
5+ YOEAssociate's degree or equivalent, or more than five years of related experience and training. Requires recruitment, onboarding, compliance, reporting, communication, problem-solving, and supervisory capabilities.
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2mo
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Associate Counsel
Milford, Connecticut, United States
$175k-$225k/yr HybridFull Time
Athletic Brewing Co.
Athletic Brewing Co.: America’s leading producer of non-alcoholic craft beer.
6+ YOE6–10 years legal experience (3–4 in-house preferred); depth in commercial contracting, regulatory/compliance, employment, corporate finance, IP, or M&A; comfort with legal technology and AI tools; beverage/CPG experience preferred.
Claude, Harvey, CoCounsel, Google Workspace, Microsoft 365, Slack
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3w
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Associate Attorney (003)
Westbury, New York, United States
OnsiteFull Time
Robertson, Anschutz, Schneid, Crane & Partners, PLLC
Robertson, Anschutz, Schneid, Crane & Partners, PLLC: Private creditors’ rights law firm serving financial-sector clients with foreclosure, bankruptcy, litigation, and eviction services.
Work on creditors’ rights, real estate, foreclosure, bankruptcy, litigation and compliance matters in a fast-paced, collaborative law firm environment.
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2mo
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Bankruptcy & Restructuring Associate - Connecticut
New York City or Parsippany or Stamford or Connecticut
$225k-$325k/yr OnsiteFull Time
Kelley Drye & Warren LLP
Kelley Drye & Warren LLP: Private U.S. law firm advising businesses and institutions on litigation, regulatory, trade, corporate, real-estate, and bankruptcy matters.
2+ YOE2–8 year associates with bankruptcy law experience, substantive court appearance experience, ability to represent creditors' committees and other stakeholders, strong academics, analytical and client skills, and bar admission in resident/affiliated office.
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