225 compliance associate jobs at 127 companies in Hamden, CT
1d
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJuris Doctorate and bar admission required, plus 3+ years of macro or trading compliance experience, trade surveillance expertise, regulatory analysis skills, and strong communication and analytical abilities.
SEC Rule 10b-5, CFTC Rule 180.1
1mo
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJD and bar admission required, minimum 3 years compliance experience supporting macro/trading businesses, knowledge of macro products, trade surveillance, regulatory analysis, strong communication and analytical skills.
2w
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Compliance Associate, Marketing & Investment Adviser Compliance (CT, Stamford)
Stamford, Connecticut, United States
OnsiteFull Time
2+ YOEBachelor's degree and 2+ years compliance experience at an RIAd/wealth firm or broker-dealer; working knowledge of the Investment Advisers Act, Form ADV, Marketing Rule, strong writing/editing, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
2w
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Regulatory Operations Compliance Associate
Kansas City or Windsor
$52k-$78k/yr HybridFull Time
2+ YOE2+ years insurance regulatory experience preferred; advanced Microsoft Word/Excel proficiency; familiarity with filing platforms and bureau circulars; strong communication and project-management skills.
Microsoft Word, Microsoft Excel, SERFF, iFile, NILS, ISOnet, Microsoft PowerPoint, Microsoft Outlook, Microsoft SharePoint
2mo
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Associate Fund Compliance Administrator
Hauppauge, New York, United States
$47k-$57k/hr OnsiteFull Time
Bachelor's in business/accounting/finance (or equivalent), experience in financial services or mutual funds, knowledge of post-trade compliance systems, Microsoft Office Suite and Adobe Acrobat proficiency, strong analytical and communication skills.
Automated post-trade compliance system, Microsoft Office Suite, Adobe Acrobat
1w
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Fleet Compliance Associate
East Hartford, Connecticut, United States
HybridFull Time
Provide administrative support for driver onboarding, maintain Driver Qualification Files, manage regulatory recordkeeping, and assist with driver and vehicle compliance per DOT/FMCSA; strong organizational and communication skills required.
Microsoft Office Suite, Geotab, Foley, DQF, Best Pass
6d
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Associate AD for Compliance and Revenue Sharing
Storrs, Connecticut, United States
OnsiteFull Time
5+ YOEJ.D. or master's degree in sport management or related field; five years of recent NCAA rules compliance experience; NCAA Applications Portal, CAPS, and NIL Go experience; strong communication and problem-solving skills.
NCAA Applications Portal, CAPS, NIL Go
1mo
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Senior Associate, Agency Standards Compliance Manager (Melville, NY, US)
Melville, New York, United States
$81k-$116k/yr OnsiteFull Time
2+ YOEBachelor's or equivalent experience, minimum 2 years industry experience, Series 7 & Series 24 (or obtain 24 within 90 days), Series 65/66 or ChFC (or obtain within 12 months), FINRA fingerprinting, strong communication and analytical skills.
1w
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Forensic Accounting and Compliance Senior Associate (Remote)
Arlington or Dallas or Hartford or New York or Virginia or Connecticut or Massachusetts or Texas
$87k-$165k/yr RemoteFull Time
3+ YOEUniversity degree in accounting/finance, 3+ years forensic/internal audit experience (or 5+ with bachelor's), experience with fraud/compliance risks, public accounting/internal audit background, CPA/CFE/CIA active or pursuing, U.S. citizenship required.
Power BI, Alteryx, Copilot
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Sr. AD, Quality & Compliance Lead (Ridgefield, CT, United States, Connecticut)
Ridgefield, Connecticut, United States
$170k-$269k/yr OnsiteFull Time
8+ YOEBachelor's required (advanced degree preferred); minimum 8 years GCP experience with inspection management; QMS/QbD and supplier management knowledge; strong communication, leadership, data analytics, risk management, and project management skills; ability to travel.
3mo
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Associate Counsel
Stamford, Connecticut, United States
OnsiteFull Time
4+ YOEProvide day-to-day legal support for Talent Relations and Talent Development; draft and negotiate talent agreements; ensure regulatory compliance; manage contract lifecycle.
1d
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Environmental Social Governance (ESG) Reporting & Compliance - Associate Manager
Purchase, New York, United States
$94k-$156k/yr OnsiteFull Time
5+ YOERequires 5+ years of project management, 2+ years supporting global or sector strategy and transformation teams, Smartsheet, Microsoft tools, data analytics, responsible AI use, and indefinite U.S. work authorization.
Smartsheet, Microsoft PowerPoint, Microsoft Excel, Microsoft 365, Microsoft Copilot, Microsoft SharePoint, Microsoft Teams, Microsoft Outlook, Power BI, Power Automate
2mo
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Associate Counsel
Milford, Connecticut, United States
$175k-$225k/yr HybridFull Time
6+ YOE6–10 years legal experience (3–4 in-house preferred); depth in commercial contracting, regulatory/compliance, employment, corporate finance, IP, or M&A; comfort with legal technology and AI tools; beverage/CPG experience preferred.
Claude, Harvey, CoCounsel, Google Workspace, Microsoft 365, Slack
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Bankruptcy & Restructuring Associate - Connecticut
New York City or Parsippany or Stamford or Connecticut
$225k-$325k/yr OnsiteFull Time
2+ YOE2–8 year associates with bankruptcy law experience, substantive court appearance experience, ability to represent creditors' committees and other stakeholders, strong academics, analytical and client skills, and bar admission in resident/affiliated office.
1mo
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Labor & Employment Associate Attorney
Hartford, Connecticut, United States
OnsiteFull Time
2+ YOE2+ years practicing employment law, litigation experience, strong analytical, written and verbal communication, ability to manage files, meet deadlines, and advise clients on HR and compliance matters.
2mo
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Regulatory Reporting Associate
Stamford or Orlando or Providence or Toronto or United States or Canada or North America
$90k/yr HybridFull Time
3+ YOE3+ years in regulatory/compliance/risk functions, working knowledge of regulatory frameworks, strong analytical and stakeholder skills, ability to interpret regulations, and proficiency with Microsoft Office (Excel, Word, PowerPoint).
Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
3mo
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FIU Associate Analyst
Purchase, New York, United States
$62k-$100k/yr OnsiteFull Time
2+ YOEMinimum 2–5 years AML/CFT/Sanctions compliance experience in financial services or fintech; strong investigative and analytical skills; proficient with MS Office and SharePoint; knowledge of AML/CFT regulations and sanctions.
SharePoint, MS Office, Excel, PowerPoint, Visio
3w
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Associate General Counsel
Groton, Connecticut, United States
$115k-$130k/yr HybridFull Time
5+ YOEJD and state bar admission, CT bar membership or eligibility, US citizenship, 5+ years' attorney experience, strong commercial/government contracts, employment law, IP and compliance skills, excellent drafting and communication.
Microsoft Word, Microsoft Outlook, Microsoft Teams, Microsoft Excel, Microsoft PowerPoint
1d
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Environmental Social Governance (ESG) Reporting & Compliance - Associate Manager
Purchase, New York, United States
$94k-$156k/yr OnsiteFull Time
5+ YOERequires 5+ years of project management, 2+ years supporting global or sector strategy and transformation teams, Smartsheet, Microsoft tools, analytics, and responsible AI-enabled tool use.
Smartsheet, Microsoft PowerPoint, Microsoft Excel, Microsoft 365, Microsoft Copilot, Microsoft SharePoint, Microsoft Teams, Microsoft Outlook, Power BI, Power Automate, AI-enabled tools
1d
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Litigation Associate
Stamford, Connecticut, United States
$190k-$220k/yr OnsiteFull Time
3+ YOERequires 3–6 years of experience, strong academic background, excellent writing skills, and admission to practice in Connecticut; New York admission preferred. Real estate and financial services litigation experience preferred.
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