203 compliance associate jobs at 117 companies in Connecticut
3d
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJuris Doctorate and bar admission required, plus 3+ years of macro or trading compliance experience, trade surveillance expertise, regulatory analysis skills, and strong communication and analytical abilities.
SEC Rule 10b-5, CFTC Rule 180.1
1mo
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJD and bar admission required, minimum 3 years compliance experience supporting macro/trading businesses, knowledge of macro products, trade surveillance, regulatory analysis, strong communication and analytical skills.
2w
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Compliance Associate, Marketing & Investment Adviser Compliance (CT, Stamford)
Stamford, Connecticut, United States
OnsiteFull Time
2+ YOEBachelor's degree and 2+ years compliance experience at an RIAd/wealth firm or broker-dealer; working knowledge of the Investment Advisers Act, Form ADV, Marketing Rule, strong writing/editing, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
2w
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Regulatory Operations Compliance Associate
Kansas City or Windsor
$52k-$78k/yr HybridFull Time
2+ YOE2+ years insurance regulatory experience preferred; advanced Microsoft Word/Excel proficiency; familiarity with filing platforms and bureau circulars; strong communication and project-management skills.
Microsoft Word, Microsoft Excel, SERFF, iFile, NILS, ISOnet, Microsoft PowerPoint, Microsoft Outlook, Microsoft SharePoint
1w
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Fleet Compliance Associate
East Hartford, Connecticut, United States
HybridFull Time
Provide administrative support for driver onboarding, maintain Driver Qualification Files, manage regulatory recordkeeping, and assist with driver and vehicle compliance per DOT/FMCSA; strong organizational and communication skills required.
Microsoft Office Suite, Geotab, Foley, DQF, Best Pass
1w
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Forensic Accounting and Compliance Senior Associate (Remote)
Arlington or Dallas or Hartford or New York or Virginia or Connecticut or Massachusetts or Texas
$87k-$165k/yr RemoteFull Time
3+ YOEUniversity degree in accounting/finance, 3+ years forensic/internal audit experience (or 5+ with bachelor's), experience with fraud/compliance risks, public accounting/internal audit background, CPA/CFE/CIA active or pursuing, U.S. citizenship required.
Power BI, Alteryx, Copilot
1mo
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Sr. AD, Quality & Compliance Lead (Ridgefield, CT, United States, Connecticut)
Ridgefield, Connecticut, United States
$170k-$269k/yr OnsiteFull Time
8+ YOEBachelor's required (advanced degree preferred); minimum 8 years GCP experience with inspection management; QMS/QbD and supplier management knowledge; strong communication, leadership, data analytics, risk management, and project management skills; ability to travel.
3mo
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Associate Counsel
Stamford, Connecticut, United States
OnsiteFull Time
4+ YOEProvide day-to-day legal support for Talent Relations and Talent Development; draft and negotiate talent agreements; ensure regulatory compliance; manage contract lifecycle.
2mo
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Associate Counsel
Milford, Connecticut, United States
$175k-$225k/yr HybridFull Time
6+ YOE6–10 years legal experience (3–4 in-house preferred); depth in commercial contracting, regulatory/compliance, employment, corporate finance, IP, or M&A; comfort with legal technology and AI tools; beverage/CPG experience preferred.
Claude, Harvey, CoCounsel, Google Workspace, Microsoft 365, Slack
1mo
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Bankruptcy & Restructuring Associate - Connecticut
New York City or Parsippany or Stamford or Connecticut
$225k-$325k/yr OnsiteFull Time
2+ YOE2–8 year associates with bankruptcy law experience, substantive court appearance experience, ability to represent creditors' committees and other stakeholders, strong academics, analytical and client skills, and bar admission in resident/affiliated office.
1mo
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Labor & Employment Associate Attorney
Hartford, Connecticut, United States
OnsiteFull Time
2+ YOE2+ years practicing employment law, litigation experience, strong analytical, written and verbal communication, ability to manage files, meet deadlines, and advise clients on HR and compliance matters.
2mo
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Regulatory Reporting Associate
Stamford or Orlando or Providence or Toronto or United States or Canada or North America
$90k/yr HybridFull Time
3+ YOE3+ years in regulatory/compliance/risk functions, working knowledge of regulatory frameworks, strong analytical and stakeholder skills, ability to interpret regulations, and proficiency with Microsoft Office (Excel, Word, PowerPoint).
Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
3w
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Associate General Counsel
Groton, Connecticut, United States
$115k-$130k/yr HybridFull Time
5+ YOEJD and state bar admission, CT bar membership or eligibility, US citizenship, 5+ years' attorney experience, strong commercial/government contracts, employment law, IP and compliance skills, excellent drafting and communication.
Microsoft Word, Microsoft Outlook, Microsoft Teams, Microsoft Excel, Microsoft PowerPoint
2mo
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Associate Counsel
Hartford, Connecticut, United States
OnsiteFull Time
2+ YOEJuris Doctor and Connecticut bar admission required, minimum 2 years' practical legal experience; litigation, insurance/regulatory experience preferred; strong legal research, writing, and communication skills.
2w
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Litigation Associate
Bridgeport, Connecticut, United States
$105k-$130k/yr HybridFull Time
1+ YOEJD from ABA-accredited law school, Connecticut bar admission or adequate UBE score, 1+ years litigation experience (insurance defense preferred), strong motion drafting, legal research, deposition and trial skills.
2d
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Associate Attorney
Enfield, Connecticut, United States
$80k-$95k/yr OnsiteFull Time
1+ YOEConnecticut law admission in good standing, strong organization and communication skills, Microsoft Office proficiency, ability to manage a large caseload, and a flexible 40-hour workweek. Litigation experience preferred.
Microsoft Word, Microsoft Excel, Microsoft Outlook
1mo
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Associate Attorney
Middletown or Connecticut or Massachusetts
RemoteFull Time
1+ YOEJD and bar admission in CT or MA, 1-5 years attorney experience (civil litigation preferred), proficiency in Microsoft Office and legal software, strong research, writing, and communication skills.
Microsoft Office
3d
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Litigation Associate
Stamford, Connecticut, United States
$190k-$220k/yr OnsiteFull Time
3+ YOERequires 3–6 years of experience, strong academic background, excellent writing skills, and admission to practice in Connecticut; New York admission preferred. Real estate and financial services litigation experience preferred.
529 Plan, Working Advantage
1mo
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Senior Associate, Medicine Security Operations
Stamford, Connecticut, United States
$56k-$62k/yr HybridFull Time
Provide executive and compliance support for Medicine Security: manage policies/SOPs, oversee recalls and licensing, support audits, coordinate meetings, track plans and budgets, handle expense reporting and travel; familiarity with SharePoint and Excel; US work authorization required; commutable to Stamford, CT.
Microsoft SharePoint, Microsoft Excel
2w
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Specialty Claims Associate
Hartford or United States
RemoteFull Time
2+ YOEBachelor's degree with related claims experience,2+ years Employment Practices Liability claims and litigated claims management,experience managing panel counsel and law firm billing,strong employment law knowledge and communication skills.
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