497 compliance associate jobs at 231 companies in Thousand Oaks, CA
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Senior Associate, Portfolio Compliance
New York City or Los Angeles
$130k-$150k/yrOnsiteFull Time
Ares ManagementNew York Stock Exchange: ARES: Global alternative investment manager specializing in credit and private equity.
5+ YOEBachelor's degree and 5+ years in portfolio compliance or related operations; experience with compliance platforms, complex exceptions, investment products, Excel, large datasets, and regulatory frameworks.
Los Angeles or Newport Beach or Boston or Sarasota
$90k-$110k/yrHybridFull Time
Aristotle Capital Management: Specialized investment management for institutional and advisory clients globally.
3+ YOEBachelor’s degree and 3–5 years of financial industry experience, preferably in asset management. Requires knowledge of investment regulations, SEC Marketing Rule, analytical skills, accuracy, judgment, communication, and deadline management.
Microsoft Office Suite, Charles River, Star Compliance
Wismettac Asian FoodsTokyo Stock Exchange: 9260: Distributes Japanese and Pan Asian food products to retailers.
1+ YOEAssociate degree or equivalent or regulatory experience,1 year regulatory experience in food,knowledge of FDA/USDA rules,MS Office (Word,Excel),strong communication and documentation skills.
Wismettac Asian Foods: Imports and distributes Japanese and Pan Asian food products.
1+ YOEAssociate degree or equivalent/regulatory experience,1 year regulatory experience in a food company,proficiency with Microsoft Word and Excel,knowledge of FDA/USDA regulations preferred,ability to travel internationally.
Senior Associate, Trade Compliance Foreign-Trade Zone
Los Angeles or San Francisco or Miami or Atlanta or Chicago or Boston or Detroit or Charlotte or New York City or Philadelphia or Dallas or Houston or McLean
OnsiteFull Time
KPMG: Global professional services network providing audit, tax, and advisory.
3+ YOERequires 3+ years of recent import/export experience, a bachelor's degree or advanced professional degree, FTZ and trade compliance expertise, Microsoft Excel and Access skills, and domestic and international travel availability.
Harbor Freight Tools: Retailer of discount tools and power equipment.
1+ YOE1+ years experience in sourcing, supply chain, or customs; BA/BS in related field; proficiency with Microsoft Excel and PowerPoint, Oracle, Workfront, and QuestaWeb; strong interpersonal, organizational, and written communication skills.
Oracle, Workfront, QuestaWeb, Microsoft Excel, Microsoft PowerPoint
Precision Castparts Corp.NYSE: BRK.B: Manufacturer of complex metal components for aerospace and industrial markets.
3+ YOERequires 3+ years working with ITAR and EAR goods, trade compliance procedures, import/export regulations, product classification, documentation, and compliance systems; high school diploma or associate degree required.
Harmonized Tariff Schedule, Schedule B, Customs Automated Commercial Environment (ACE), Enterprise Resource Planning (ERP), Manufacturing Resource Planning (MRP), Microsoft Excel, Microsoft Word, Microsoft Outlook
Associate degree in business preferred, strong Microsoft Excel skills, valid U.S. driver\u0019s license, ability to travel and perform audits of payroll, tax, and personnel records.
Parkwest Casinos: Operates smoke-free luxury card rooms and casinos in California.
2+ YOEProvide clerical support for compliance, maintain SAR/CTR and other records, assist audits, Microsoft Office proficiency, 2+ years gaming compliance experience, must be 21 and pass drug/background/credit checks and obtain California gambling permit.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint
2+ YOEBachelor's degree preferred; 2+ years HR/compliance/legal operations or investigations; proficiency with Microsoft Excel, SharePoint, ServiceNow, NAVEX, GenAI (Copilot, ChatGPT), and Power BI; strong HR compliance knowledge.
Microsoft Excel, Microsoft SharePoint, ServiceNow, NAVEX, Copilot, ChatGPT, Power BI
Junior Compliance Officer - West Coast+HI: San Diego, Los Angeles, San Francisco, Seattle, Honolulu
San Diego or Los Angeles or San Francisco or Seattle or Honolulu
OnsiteFull Time
LIS Solutions: Providing language translation and intelligence analysis for government agencies.
Associate's degree required; strong data entry, Microsoft Office (Word/Excel) skills, ability to conduct database queries, complete DHS/ICE training, and pass Tier 4 Public Trust vetting.
Microsoft Office, Microsoft Word, Microsoft Excel, DHS databases
PCL Construction: Global general contractor building infrastructure, commercial, and industrial projects.
3+ YOEAssociate degree or 3+ years related experience; experience with LCP Tracker; knowledge of California labor code, Davis-Bacon, prevailing wage and apprenticeship monitoring; admin, data entry, and communication skills.
State Controller's Office: California's fiscal controller managing state financial operations and assets.
Requires an Associate Oil and Gas Engineer classification qualification, valid driver's license, regulatory compliance and enforcement knowledge, technical evaluation skills, communication, organization, and computer proficiency.
Microsoft Word, PDF, Electronic Medical Records (EMR)
O'Melveny & Myers: Global law firm providing litigation and corporate advisory services.
5+ YOEMore than four years of relevant experience advising public companies on securities law compliance, SEC reporting, and corporate governance; strong writing, interpersonal, and communication skills.
3+ YOEJD and bar admission required; 3+ years labor & employment law experience advising employers on litigation, compliance, policies, agency investigations, and labor relations; strong research and writing skills.
Associate - Corporate - Emerging Companies & Growth- Bay Area
San Francisco or Redwood City or Austin or Boston or London or Hong Kong or Singapore or Los Angeles
$225k-$435k/yrOnsiteFull Time
Latham & Watkins: Global law firm providing comprehensive legal counsel for businesses.
3+ YOEHighly qualified associate with a minimum of 3 years of experience advising emerging growth companies; role is within the 3rd–6th year associate class.
Los Angeles or San Francisco or Massachusetts or United States
$225k-$435k/yrOnsiteFull Time
Latham & Watkins: Global law firm providing legal services for complex corporate matters.
2+ YOEOpportunistic consideration for corporate associates; minimum of 2 years' experience; must protect confidential and privileged client information.
Latham & Watkins: Global law firm providing legal counsel to businesses.
2+ YOE2–3 years of experience in finance, high-yield capital markets, or restructuring; strong drafting, negotiation, and capital-structure analytical skills; ability to advise clients and supervise junior associates.
Boston or Los Angeles or Miami or New York City or San Diego or San Francisco or Toronto or Washington
$260k-$390k/yrOnsiteFull Time
Mintz: Full-service law firm providing legal and regulatory counsel.
3+ YOEJD or LLM from an ABA-accredited law school; Massachusetts admission or eligibility; at least 3 years of employment law experience, including litigation, compliance counseling, drafting, investigations, and training.